A former Foot Locker executive will pay $235,714 to settle U.S. Securities and Exchange Commission insider trading charges, ...

MStudioImages/E+ via Getty Images The U.S. Securities and Exchange Commission's wide-sweeping investigation into ...

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(Reuters) - Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve ...

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

The regulator also highlighted factors that led to one firm receiving no civil penalty.

Per the Securities and Exchange Commission, Barry Siegel shorted the sneaker and apparel brand’s stock twice, once while he ...

The U.S. Securities and Exchange Commission (SEC) has awarded Casepoint a five-year contract for its cloud-based data ...

We've fallen down on our duty as a regulator, not to be precise, said Securities and Exhange Commission member Hester Peirce.

The U.S. Securities and Exchange Commission (SEC) Commissioner Hester Peirce has stated that cryptocurrencies themselves are ...

During the SEC oversight hearing, Commissioner Hester Peirce addressed concerns over the agency's classification of NFTs as ...

The chair of the U.S. Securities and Exchange Commission (SEC), Gary Gensler, is reportedly highlighting what he thinks is ...